Finmark Capital LTD

Investment Funds

Mutual Funds represent a diversified way of investing through professional management to achieve the specified investment goals. We offer a range of regional and global mutual funds through our partners to match your risk appetite. A complete range of funds covering all major investment themes across:

Equity Funds

Globally Diversified Strategies driven by macro-economic selection based on long term investment goals. Sectoral Allocation Strategies to benefit from the cyclical markets and benefit for tactical allocations. Thematic strategies to take advantage of ongoing market momentum

Fixed Income Funds

Driven by your need for generating regular income, FinMark also manages a bouquet of Global, Emerging Market, Investment Grade and High Yield Bond or Sukuk Funds which help preserve the capital while generating a regular income stream for our investors.

Alternative Funds

Alternative investments are generally considered to be any investments made in asset classes other than stocks and fixed income. There is a robust list of alternative investments to choose from, ranging anywhere from tangible assets like art and precious metals to financial assets like venture capital and real estate investing. Alternative investments typically aren’t traded on public markets like Dow Jones or FTSE or SENSEX, instead, they’ve traditionally been invested through more exclusive channels like hedge funds, asset managers and wealth management firms.

Types of Alternate Funds:

Real Assets Funds

These funds typically invest in tangible assets and derive value from the price movement of these assets, which may include commodities, precious metals, public and private infrastructures etc.

Real Estate Funds

These funds invest in either raw land or buildings or a combination of two to generate returns from either growth in the value of the underlying investment or to generate a regular rental income. Real-estate investment returns are generally driven by different factors than other asset classes thereby helping investors diversify risks.

Hedge Strategies

These strategies are predominantly known for the usage of derivative instruments in their investment portfolio which allows Long and Short strategies to co-exist and allows for such portfolios to generate an absolute return in all market conditions.

Trading Services

FinMark Capital Limited will provide for trading solutions across all types of investment instruments across different geographies through its vast range of custody partners. Through our best execution policy customers will benefit from online to offline trading platforms with capability to self-trade or deal with trading specialists from highly esteemed institutions.

Stock Trading

You will be able to access across the globe markets with round the clock support to trade in international markets from US to Europe to Asia.

Fixed Income Trading

Through our partner traders you will receive best in class service on all fixed income trading, with absolute transparency on trading prices and clear communication of bid and offer prices.

Derivative Trading

For our more sophisticated investors we will offer trading in options, warrants and CFDs.

Exchange Traded Funds

Exchange Traded Funds or ETFs are similar to mutual funds except that they can be bought or sold throughout the day on global stock exchanges. ETFs like funds, also have underlying investments in stocks, bonds or derivatives and trade o FinMark will offer an array of ETF products from global leaders to help clients achieve their investment objective through this highly cost-effective way of fund investment.

Certificates

Delta Certificates

These are the kind of Certificates which offer similar return as that of the underlying by using the financial derivatives to replicate the returns. Such instruments can be designed to achieve a desired incremental return profile such as 1X, 2X or 3X; thereby allowing investor to achieve a magnified performance of the underlying if required. It is critical to note that the downside risk of such certificates is also magnified.

Thematic Certificates

These are the certificates which allows investor to benefit from a tactical allocation towards a market momentum. Examples of Thematic Certificates include, Pharma Certificate, Technology Certificate, 5G Certificate etc.

Actively Managed Certificates

These are bespoke solution which can be designed to cater to a client’s requirement of managing assets in a particular investment theme with possible investment management mandate.

Private Equity

Private equity or venture funding is about backing great or a start-up businesses at critical moments in their growth. These investors engage directly with a business management team, shaping a company's future to ensure the successful execution of a solid business plan. At FinMark we will curate a specially chosen basket of such private deals from across the globe and showcase the same to our investor to benefit from such investments. Private Equity investment is like owning a business, which comes with its own associated risks of success and failures, therefore these investments are suitable only to sophisticated investors only.

Structure Products

Structured products play a critical role in financial planning as they can be easily adapted to the specific investor needs and can cater to a diverse risk appetite based on each investor preference. Structured products are securitised investment solutions which represent an attractive alternative to a direct investment in financial assets such as equities, indices, bonds, commodities, interest rates and currencies. Structured products uniquely offer the benefit of upside potential coupled with downside protection, with returns linked to underlying investments. A structure can be packaged to include features and benefits as per the investor preference in an easily accessible form.

Participation Notes

These are the types of structure notes which allow the investor to receive a pre-defined participation in the underlying, both on the upside and downside. However, an investor can add barrier to the underlying to have a potential downside protection to the barrier levels. The best-known participation notes are tracker certificates, which track the underlying 1:1.

Popular participation notes are:

Bonus Certificates
Outperformance Certificates
Twin-win Certificates
Participation Reverse Convertibles

Yield Enhancement Notes

When the investors expect markets to perform sideways or may remain rangebound; is the time when investors use yield enhancing structures which allow investors to earn a better yield on the underlying which reasonably protecting the downside risk. The most common type of yield enhancing note is Reverse Convertible, where the investor gives up the upside participation in the underlying for a higher yield while protecting the capital upto the barrier levels

Popular yield enhancing notes are:

Reverse Convertibles
Auto-Callable Multi Barrier Reverse Convertibles
Barrier Discount Certificates

Capital Protected Notes

These are the notes which guarantee a minimum return of capital upon maturity, which could be 100% or as is pre-defined at the start of the contract. The capital protection is guaranteed by the issuer of the note and could be defined to be fully protected or partially protected or may be dependent upon the occurrence of an event. It is important to note, that the capital protection is only offered at the maturity and during the life of the note the price of the note can fluctuate higher or lower based on various factors like underlying performance or the interest rate movements.

Product Solutions

Bank Accounts

Deposits